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中文题名:

 背信损害上市公司利益罪的客观行为研究    

姓名:

 刘雅男    

学科代码:

 035101    

学科专业:

 法律硕士(非法学)    

学生类型:

 硕士    

学位:

 法律硕士    

学位年度:

 2013    

校区:

 北京校区培养    

学院:

 法学院    

研究方向:

 刑法    

第一导师姓名:

 郑延谱    

第一导师单位:

 北京师范大学法学院    

提交日期:

 2013-06-16    

答辩日期:

 2013-05-28    

外文题名:

 Study on Criminal Act of Crime of Impairing Interests of the Listed Company in Bad Faith    

中文摘要:
背信损害上市公司利益罪是我国《刑法修正案(六)》新设立的背信类罪名之一,是专门维护上市公司利益而设置的,其目的是为了预防与惩治越来越多的经济犯罪,弥补现行刑法规范之不足。目前,背信损害上市公司利益罪还是个年轻的罪名,根据《公司法》对上市公司的规范,虽然针对上市公司高级管理人员损害公司利益的现象,我国《刑法》已经列举了几种典型的背信行为,但并不具体全面,也没有足够多的司法解释对这些犯罪行为作进一步规范。在司法实践中,因无法准确界定本罪与非罪、本罪与他罪之间的行为差别致使犯罪过程中的相关人员能够逃避刑法的制裁。最高人民检察院、公安部联合出台的《关于经济犯罪案件追诉标准的补充规定》只针对背信损害上市公司利益罪的追诉标准做出规定,并没有进一步界定具体犯罪行为。因此,正确把握背信损害上市公司利益罪的客观行为本质,明确其具体行为方式,深入了解其犯罪行为形态对于司法实践具有十分重要的意义。 本文除了前言与结论外,主要分为四部分。第一部分,介绍背信损害上市公司利益罪的犯罪行为本质。本文通过论述背信损害上市公司利益罪所保护的法益,研究其犯罪行为本质是违反忠实义务。在此基础上,通过比较各国公司法对忠实义务的表述与规范、忠实义务的重要性,以及我国公司法条文对忠实义务的规定,归纳总结了忠实义务的概念及其主要内容。第二部分,根据忠实义务的主要内容以及刑法分则条文的相关规定,结合具体案例,重点阐述了背信损害上市公司利益行为中的五种具体的犯罪行为,并提出其他几种法律法规并未规定但在某些情况下符合违背忠实义务本质的行为。第三部分,论述了本罪的停止形态和共犯形态下的行为。根据背信损害上市公司利益罪犯罪主体身份和职务不同,本文重点阐述了犯罪预备、犯罪未遂、犯罪中止时的行为认定等问题,以及在共犯形态下不同职务的行为人所触犯不同罪名的处理方式。最后一部分,根据上述各部分对本罪的客观行为的研究结果,指出本罪在立法上的不完善之处,并提出几点立法建议。
外文摘要:
Crime of impairing interests of listed company in bad faith, which particularly safeguards the legitimate rights and interests of the company, is one of the crime of Breach Trust, set up in the Amendments to the Criminal Law (six) of our country, aimed at preventing and punishing more and more economic crime, and making up for the lack of the existing criminal law. Currently, Crime of impairing interests of listed company in bad faith is a young charge. Pursuant to the rules on listed companies in Corporate Law, no satisfactory provisions concerning the criminal acts of the crime can be found in China’s existing corporate law and any judicial interpretation, though Corporate Law has provides several typical criminal acts of senior management breaching trust to damage the interests of the listed company. In judicial practice, the differences between crime and non-crime or other crime could not be defined clearly, thus suspects related to some crimes could escape the punishment of the criminal law. Supplementary Provisions on economic crimes prosecution standards, jointly issued by Supreme People's Procuratorate and Ministry of public security, only regulates prosecution standards on results of Crime of impairing interests of listed company in bad faith, and the criminal acts have not been specified. Therefore, it is extremely important for judicial practice to correctly grasp the essence of the criminal act, clear behavior style and thoroughly understand the crime act shape. The contents of this paper fall into four parts, except for the preface and the conclusion. The first part demonstrates the essence of the criminal act of Crime of impairing interests of listed company in bad faith. Based on demonstration of protecting legal interest, it studies that the essence of the criminal act is the violation of duty of loyalty. Then, compared with loyalty duty’s provisions of the law of other countries, it summaries the concept and the main contents of duty of loyalty. Second, according to the main content of the duty of loyalty and the relevant provisions of criminal law combined with the specific case, it mainly expounds five specified criminal acts of the crime, and puts forward several other acts, which laws and regulations is not provided but in some cases is fit to the nature of the violation of duty of loyalty. Third, it discusses the stop form of this crime and the form of joint crime. According to the different identities of the main body in this crime and the different positions, this article expounds how to recognize the criminal act at the time of crime in preparation, attempted crime and crime discontinuance, and how to deal with the person of different positions in joint crime. Based on the research results of the above part of this crime, the last part investigates where this crime in legislation is not perfect, and puts forward some legislative Suggestions.
参考文献总数:

 23    

馆藏号:

 硕410100/1373    

开放日期:

 2013-06-16    

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