Livelihood strategies are usually defined as the the combinations of the capabilities, material and social assets, and activities required for making a living. Household is the most focused scale of livelihood strategy research. Different livelihood strategies lead to different ways and intensities of livelihood capital utilization by households, which in turn affect grassland ecosystem services and human well-being. Understanding the differences between household livelihood strategies, the influencing factors and their impacts on ecosystem services and herders' well-being is essential to optimize household livelihood strategies and thus promote regional sustainable development. Therefore, research on pastoral sustainable livelihoods has attracted widespread attention from society and scholars. In this study, I surveyed 241 households in the typical steppe region of Inner Mongolia to investigate the typology of pastoral livelihood strategies and their impacts on the grasslands and pastoralists. Based on the Sustainable Livelihoods Framework (SLF), this study analyzed the differences in household livelihood strategies and their influencing factors, assessed their effects on ecosystem services and herders' well-being at the household scale, and analyzed the associations among livelihood capitals, livelihood strategies, ecosystem services, and herders' well-being.
The main work of this study consists of the following four parts: (1) Classifying household livelihood strategies based on the proportion of seven different sources of income (i.e., small livestock sales, large livestock sales, grass sales, tourism, government subsidies, grassland rentals, and wages), and exploring the determinants of different livelihood strategies chosen by households; (2) Evaluating seven key ecosystem services (grass production, stocking rate, water yield, soil conservation, carbon storage, tourism services and cultural inheritance) of households based on the household survey data and remote sensing data, and assessing the impacts of household livelihood strategies on ecosystem services accordingly; (3) Evaluating herders’ well-being based on the household survey data in four dimensions: basic material needs, income & expenditure, health, and education, and assessing the impacts of different household livelihood strategies on herders’ well-being; (4) Analyzing the influences of household livelihood strategies on the relationship between ecosystem services and herders’ well-being in the typical steppe region of Inner Mongolia based on the five types of livelihood strategies, ecosystem services, and herders' well-being. The main findings of this study are as follows:
(1) There were five main household livelihood strategies in the typical steppe region of Inner Mongolia, and the choice of different household livelihood strategies was mainly influenced by physical capital and natural capital. According to clustering analysis based on the proportion of seven different sources of income, household livelihood strategies in this region were divided into five types: breeding only small livestock (S), breeding mainly small livestock (S&L), breeding mainly large livestock (L&S), breeding only large livestock (L), and “others” (Others). Among the five types of household livelihood strategies, breeding only small livestock (S) was the most dominant household livelihood strategy in this region with the proportion of 63.49%, and the household income of 106.3 thousand Chinese yuans. Breeding mainly large livestock (L&S) had the highest household income (323.2 thousand Chinese yuans), while the “others” (OTHERS) had the lowest household income (68.5 thousand Chinese yuans). Among the five types of livelihood capital, manufactured capital (e.g. the number of livestock units) and natural capital (e.g. household’s total available grassland area) had more substantial influences on household livelihood strategies. Manufactured capital directly influenced household livelihood strategies, while natural capital affected household livelihood strategies either directly or indirectly through manufactured capital.
(2) Ecosystem services varied among households in the typical steppe region of Inner Mongolia when households chose different livelihood strategies. Households that chose the strategy of breeding only large livestock (L) provided the highest ecosystem services, mainly in terms of grass production and water yield, while households that chose the strategy of breeding mainly large livestock (L&S) provided the second highest ecosystem services, mainly in terms of stocking rate and cultural inheritance. There were more synergistic relationships between different ecosystem services, especially between grass production and livestock density, between grass production and water yield, between livestock density and water yield, and between tourism services and cultural inheritance, but these relations varied with households livelihood strategies. Three types of ecosystem services bundles were identified in this region, including low-diversity (LD), medium-diversity (MD), and high-diversity (HD). Low-diversity (LD) was the most dominant ecosystem services bundles with the proportion of 63.49%, and this type provided higher carbon storage, grass production, and livestock density; medium-diversity (MD) with the proportion of 35.68% provided higher carbon storage, water yield, and soil conservation; high-diversity (HD) with the proportion of 0.83% provided not only provisioning and regulating services, but also cultural services, and had a high level of overall ecosystem services. The proportion of ecosystem service bundles types were different under different household livelihood strategies. Households that chose the strategy of breeding only large livestock (L) exhibited mainly medium-diversity (MD) ecosystem service bundles; households that chose the other four livelihood strategies exhibited mainly low-diversity (LD) ecosystem service bundles, followed by medium-diversity (MD) ones.
(3) Herders’ well-being varied among households in the typical steppe region of Inner Mongolia when households chose different livelihood strategies. The weights of the four dimensions of herders’ well-being were in the order of basic material needs (0.34), income & expenditure (0.34), health (0.21) and education (0.11). There were significant effects of different household livelihood strategies on herders’ well-being. Households that chose the strategy of breeding only large livestock (L) and breeding mainly large livestock (L&S) had the highest well-being. Households that chose the strategy of breeding only large livestock (L) and breeding mainly large livestock (L&S) had significantly higher basic material needs than those who chose the other strategies; households that chose the strategy of breeding mainly large livestock (L&S) had significantly higher income & expenditure than those who chose the other strategies; there was no significant difference of health and education between different livelihood strategies.
(4) The relationships between ecosystem services and herders’ well-being varied among households in the typical steppe region of Inner Mongolia when households chose different livelihood strategies. Housing conditions, basic material needs for living, secure water supply, total income, total expenditure, physical health, and cultural education were all influenced by ecosystem services, while the influence of ecosystem services on basic husbandry infrastructure was limited. Ecosystem services and herders’ well-being were generally positively correlated. The degree of the influence of ecosystem services on herders’ well-being varied across different livelihood strategies. The relationships between herders’ well-being and ecosystem services were strong for households that chose the strategy of breeding only small livestock (S), breeding mainly small livestock (S&L), and breeding no livestock (Others), and somewhat decoupled for households that chose the strategy of breeding only large livestock (L) and breeding mainly large livestock (L&S). Manufactured capital and natural capital influenced the choices of household livelihood strategies, which mainly affect supply services and cultural services, and ultimately acted on two dimensions of herders’ well-being: basic material needs and income & expenditure.
Based on the above results, this dissertation makes four recommendations for the sustainable development of households in the Inner Mongolian grassland: (1) emphasizing research on the interactions among four different components: soil, grass, livestock, and herders, using sustainable livelihoods framework and landscape sustainability science; (2) optimizing livelihood strategies and transitioning to a livelihood strategy of breeding mainly large livestock (L&S); (3) strengthening technical support and providing training on breed selection, livestock feeding and disease control; (4) reinforcing policy protection and promoting the guiding roles of policies such as "reduce sheep and increase cattle" and "ecological compensation".