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中文题名:

 职前教师社会-情感能力的结构模型、现状特征及发展机制研究    

姓名:

 郭绒    

保密级别:

 公开    

论文语种:

 chi    

学科代码:

 0401Z1    

学科专业:

 教师教育    

学生类型:

 博士    

学位:

 教育学博士    

学位类型:

 学术学位    

学位年度:

 2023    

校区:

 北京校区培养    

学院:

 教育学部    

研究方向:

 教师专业发展    

第一导师姓名:

 朱旭东    

第一导师单位:

 教育学部    

提交日期:

 2023-06-06    

答辩日期:

 2023-05-24    

外文题名:

 Research on The Structural Model, Current Characteristics, and Development Mechanism of Social-Emotional Competence of Preservice Teachers    

中文关键词:

 职前教师 ; 社会-情感能力 ; 情感能力 ; 社会能力 ; 责任伦理    

外文关键词:

 Pre-Service Teachers ; Social-Emotional Competence ; Emotional Competence ; Social Competence ; Responsibility Ethics    

中文摘要:

职前教师的社会-情感能力不仅是职前教师自身专业社会化必须习得的应对未来教师工作的复杂挑战和培育学生社会-情感能力的专业能力,也是回应从“片面”到“整全”教师教育改革浪潮的关键能力。它对于打破“技术理性”和“主智主义”下教师教育领域片面重视认知和教学技能的桎梏,关注教师情绪情感、社会性方面的发展,以培育一个知识、情感、社会性全面发展的“整全教师”至关重要。十四五时期,在我国建设“教育强国”的背景下,培育职前教师社会-情感能力,对于实现以“整全”之师育“全面”之人,提升教育质量、建设教育强国具有重要意义。然而,当前职前教师社会-情感能力存在实践支持不足和研究匮乏的双重困境。现有社会-情感能力的研究主要聚焦于学生社会-情感能力,教师社会-情感能力研究也显示出以在职教师为研究对象的偏好,专门的职前教师社会-情感能力研究极其匮乏,三个核心问题尚未明晰:职前教师社会-情感能力究竟为何?当前我国职前教师社会-情感能力现状如何?如何促进职前教师社会-情感能力发展?
为回应上述三个核心研究问题,本研究基于社会-情感学习框架以及教师专业成长的互联模型,采用多阶段的混合研究设计,通过六个子研究对职前教师社会-情感能力结构模型、现状特点和发展机制进行了全面系统探究。研究一和研究二聚焦于结构模型的建构与验证:研究一基于三类26位受访者(15位职前教师,6位在职教师,5位教师教育者)对职前教师社会-情感能力的共性理解,从理论上建构了职前教师社会-情感能力的结构模型。研究二基于研究一的理论建构,依托于《职前教师社会-情感能力量表》的开发,运用15所高校1382名职前教师的实证数据检验并完善了职前教师社会-情感能力的理论模型,确定了最终的职前教师社会-情感能力结构模型,同时也为后续研究提供了专门的测量工具。研究三和研究四聚焦于现状特征的揭示:研究三和研究四采用《职前教师社会-情感能力量表》调研了全国45所高校8483名职前教师的社会-情感能力状况,而后分别采用以变量为中心的分析方法和以人为中心的分析方法揭示了我国职前教师社会-情感能力的总体水平、类型特征及其与三大背景因素——个人因素(性别、年龄、是否为独生子女、从教意愿、性格特征、专业报考志愿、学生干部经历、社团活动经历、辅导班或家教兼职经历)、家庭因素(家乡所在地、父母一方是否为教师、父亲最高学历、母亲最高学历、家庭情感氛围)、教育因素(就读高校所在地区、就读高校类型、就读专业、就读学历身份、就读年级、专业综合成绩排名、是否为毕业班学生、是否处于实习期、教育实践天数)之间的关系。研究五和研究六则聚焦于发展机制的识别与验证。研究五通过访谈15位职前教师和6位在职教师,提炼了教师教育情境(大学场域、实践场域、内部领域)中促进职前教师社会-情感能力发展的专业因素并探讨了可能的三条作用路径——知识、经验、整合发展。研究六基于研究五的结果,建构了以三类专业支持(大学老师支持、专业课程支持、实践导师支持)为前因变量、自我反思和实践投入为中介变量、职前教师社会-情感能力为结果变量的多重并行中介模型,并且基于7542名职前教师的调研数据验证了这一多重并行中介模型,揭示了专业支持驱动职前教师社会-情感能力发展的专业机制。
依托于上述系列研究,最终得到以下研究结论:
(1)在结构模型上:职前教师的社会-情感能力可解构为三要素(含八个范畴)——自我情感驾驭力(自我情感感知、自我情感理解、自我情感管理)、专业关系建设力(他人意识、冲突化解)、专业事务责任心(一般事务的责任心、师生互动的师者爱、社会-情感教育的责任心),三大能力要素及其相互关系构成了职前教师社会-情感能力的结构模型。基于该模型,职前教师社会-情感能力被界定为职前教师建设内部自我情感,外部专业关系,并且以一种负责任态度对待专业事务的多维复合能力,该能力指向于培育一个具有积极情感、能够关心他人、具有爱与责任的职前教师。基于该模型编制的《职前教师社会-情感能力量表》具有良好的信效度,可以作为职前教师社会-情感能力的专门测评工具。与一般社会-情感能力结构模型、教师社会-情感能力模型相比,该模型的贡献和独特性就在于体现了职前教师社会-情感能力作为一种关系能力、复合能力以及专业能力的本质内涵,“关系取向”“仁爱之心”“良心良知良能”的中国文化基因以及职前教师作为“生”与“师”的双重身份属性。
(2)在现状特征上:我国职前教师社会-情感能力呈现出总体水平中等偏上、“橄榄型”分布、非均衡发展以及多因素影响的特点。其一,我国职前教师社会-情感能力总体水平中等偏上,但存在子能力发展的不均衡性,专业关系建设力较弱,专业事务责任心较强。其二,我国职前教师社会-情感能力可归为三类且呈现出两头小中间大的“橄榄型”分布特点:较低社会-情感能力型(34.32%)、中等社会-情感能力型(45.4%)、较高社会-情感能力型(20.29%)。其三,职前教师的社会-情感能力受到个体因素(从教意愿、性格特点、专业志愿、实践经历)、家庭因素(家庭情感氛围)、教育因素(就读专业、专业成绩、教育实践天数)的显著影响。低从教意愿、性格内向、非第一志愿、实践经历(学生干部经历、辅导班或家教兼职经历)欠缺、家庭情感氛围冷淡、学前教育专业、成绩居后(班级后20%)、教育实践天数短(30天及以下)的职前教师,其社会-情感能力相对较低、更可能分布于“较低社会-情感能力型”。
(3)在发展机制上:职前教师社会-情感能力发展本质上是职前教师专业化的结果。“专门培养”与“实践导向”并重的专业课程和“传授知识”且“情感关怀”的大学老师、“性格nice”且“经验丰富”的实践导师是职前教师社会-情感能力发展的外部专业因素,而自我反思和实践经历是职前教师社会-情感能力发展的内部专业因素。外部专业支持(大学老师、专业课程、实践导师)和内部专业资源(反思意识、实践经历)的相互作用,构成了职前教师社会-情感能力的三种专业发展路径——知识取向、经验取向和整合发展取向。经多重中介模型验证,三种外部专业支持和两种内部专业资源均可直接正向预测职前教师社会-情感能力;同时,三种外部专业支持也能通过驱动职前教师的两种内部专业资源,间接正向预测职前教师社会-情感能力。此外,三种专业支持预测职前教师社会-情感能力的直接效应、总间接效应和总效应不存在显著差异,可见这三种专业支持同等重要。
总之,本研究不仅基于职前教师社会-情感能力结构模型的建构理清了职前教师社会-情感能力的概念和内涵、开发了《职前教师社会-情感能力量表》;同时,也通过对全国45所高校8483名职前教师社会-情感能力的大规模调研,揭示了我国职前教师社会-情感能力的总体特征和类型特征;更通过识别并验证外部专业支持(大学老师支持、专业课程支持、实践导师支持)和内部专业资源(反思意识、实践投入)对职前教师社会-情感能力的作用机制,阐明了职前教师社会-情感能力的专业发展机制。上述研究结果不仅在理论上贡献了一个包含结构模型和发展机制模型的职前教师社会-情感能力发展框架,也在内容上从结构模型、现状特征和发展机制三方面丰富了职前教师社会-情感能力的专门研究,更在实践上为助力教师教育领域的课程开发、师资优化、学生发展,最终建设一个整合发展取向下的社会-情感能力育人系统提供了启示。

外文摘要:

The social-emotional competence of pre-service teachers is not only the professional competence that pre-service teachers need to acquire to cope with the complex challenges of future teacher work and cultivate students' social-emotional competence, but also a key competence to respond to the wave of teacher education reform from "one-sidedness" to "holistic". It is crucial to break the shackles of one-sided emphasis on cognition and teaching skills in the field of teacher education under "technological rationality" and "subjective intellectualism" and pay more attention to the development of teachers' emotions and social aspects for cultivating a "holistic teacher" with comprehensive development of knowledge, emotion, and sociality. During the 14th Five Year Plan period, in the context of building China into an "educational powerhouse", cultivating the social-emotional competence of pre-service teachers is of great significance for achieving the goal of educating "comprehensive" people with "integrated" teachers, improving the quality of education, and building an educational powerhouse. However, there is a dual dilemma of insufficient practical support and a lack of research on the social-emotional competence of pre-service teachers. The existing research on social-emotional competence mainly focuses on students' social-emotional competence, and research on teachers' social-emotional competence also shows a preference for in-service teachers as the research object. Specialized research on pre-service teachers' social-emotional competence is extremely scarce, and the three core issues are not yet clear: what is the social-emotional competence of pre-service teachers? what is the current situation of the social-emotional competence of pre-service teachers in China? how to promote the development of the social-emotional competence of pre-service teachers?
In response to the three core research questions mentioned above, this study is based on the Collaborative for Academic, Social, and Emotional Learning’s Framework and the Interconnected Model of Teacher Professional Growth, and uses a multi-stage mixed research design to explore the structural model, current characteristics, and development mechanism of pre-service teachers’ social-emotional competence through six sub-studies comprehensively and systematically. Research 1 and Research 2 focus on the construction and validation of structural models. Based on the common understanding of the social-emotional competence of pre-service teachers by 26 participants in three categories (15 pre-service teachers, 6 in-service teachers, and 5 teacher educators), Research 1 constructs a theoretical structural model of the social-emotional competence of pre-service teachers. Research 2 is based on the theoretical construction of Study 1, and relies on the development of the "Pre-service Teachers’ Social-Emotional Competence Scale" to verify and improved the theoretical model of pre-service teachers' social-emotional competence via empirical data from 1382 pre-service teachers in 15 universities and determine the final structural model of pre-service teachers' social-emotional competence. At the same time, a specialized measurement tool was provided for subsequent research. Research 3 and Research 4 focus on revealing the characteristics of the current situation. Research 3 and 4 used the "Pre-service Teachers’ Social-Emotional Competence Scale" to investigate the social-emotional competence of 8483 pre-service teachers in 45 universities in China. Then, variable-centered analysis methods and person-centered analysis methods were separately used to reveal the social-emotional competence of Chinese pre-service teachers in general characteristics, category characteristics, and their relationship with three major background factors, namely personal factors (gender, age, whether one is an only child, teaching willingness, personality traits, professional application preferences, student cadre experience, club activity experience, tutoring experience), family factors (hometown location, whether one of the parents is a teacher, father's highest education, mother's highest education, and family emotional atmosphere) and educational factors (location of the university, type of university, major, educational status, grade, academic performance, whether it is a graduate student, whether it is in the internship period, and educational-practice days). Research 5 and Research 6 focus on identifying and validating development mechanisms. Research 5 conducted interviews with 15 pre-service teachers and 6 in-service teachers to extract professional factors that promote the development of pre-service teachers' social-emotional competence in teacher education contexts (university field, practical field, and internal domain), and explored three possible paths, namely knowledge, experience, and integrated development. Based on the results of Research 5, Research 6 constructed a multiple parallel mediation model with three types of professional support (university teacher support, professional curriculum support, and practical tutor support) as antecedents, self-reflection and practice engagement as mediators, and pre-service teachers' social-emotional competence as outcome variables, and verified this model based on the survey data of 7542 pre-service teachers to reveal the professional mechanism by which professional support drives the development of social-emotional competence of pre-service teachers.
Based on the above series of studies, the following research conclusions are finally drawn:
(1) In terms of the structural model, the social-emotional competence of pre-service teachers can be deconstructed into three elements (including eight categories), that is self-emotional regulation competence (self-emotional perception, self-emotional understanding, and self-emotional management), professional relationship building competence (awareness of others, conflict resolution) and professional affairs responsibility (general responsibility, care in teacher-student interaction, and the responsibility of social-emotional education). The three competency elements and their interrelationships constitute the structural model of pre-service teachers' social-emotional competence. Based on this model, the social-emotional competence of pre-service teachers is defined as the multidimensional composite competence of pre-service teachers to build internal self-emotions, external professional relationships, and approach professional affairs with a responsible attitude, which aims to cultivate a pre-service teacher who has positive emotions, can care about others, and has love and responsibility. The "Pre-service Teachers’ Social-Emotional Competence Scale" developed based on this model has good reliability and validity and can be used as a specialized tool for evaluating the social-emotional competence of pre-service teachers. Compared with the general social-emotional competence model and the teacher social-emotional competence model, the contribution and uniqueness of this model lie in reflecting the essential connotation of pre-service teachers' social-emotional competence as a relational competence, composite competence, and professional competence, as well as the Chinese cultural genes of "relationship orientation", "benevolence", "liangxin, liangzhi, liangneng", as well as the dual identity attributes of pre-service teachers as "students" and "teachers".
(2) In terms of current characteristics, the social-emotional competence of pre-service teachers in China exhibits an upper-middle level, an "olive-shaped" distribution, imbalanced development, and is affected by multiple factors. Firstly, the overall level of social-emotional competence of pre-service teachers in China is above average, but there is an imbalance in the development of sub-abilities, weak professional relationship-building competence, and strong professional affairs responsibility. Secondly, the social-emotional competence of pre-service teachers in China can be classified into three categories and exhibit an "olive-shaped" distribution characteristic: lower social-emotional competence (34.32%), medium social-emotional competence (45.4%), and higher social-emotional competence (20.29%). Thirdly, the social-emotional competence of pre-service teachers is significantly influenced by individual factors (i.e., teaching willingness, personality traits, professional application preferences, and social-practice experience), family factors (i.e., family emotional atmosphere), and educational factors (i.e., major, academic performance, and educational-practice days). Pre-service teachers with low teaching willingness, introverted personality, non-first application choice, lack of social-practical experience (student cadre experience, tutoring class or part-time tutoring experience), cold family emotional atmosphere, major in preschool education, lower grades (the bottom 20 percent of the class), and short educational practice days (30 days or less) have relatively low social-emotional competence and are more likely to be distributed in the category of "lower social-emotional competence".
(3) In terms of development mechanism, the development of social-emotional competence of pre-service teachers is the result of their professionalization essentially. Professional courses that emphasize both "specialized training" and "practical orientation", university faculty who "impart knowledge" and "emotional care", and practical mentors with "nice personalities" and "rich experience" are external professional factors for the development of social-emotional competence of pre-service teachers. Self-reflection and practice experience is internal professional factors for the development of the social-emotional competence of pre-service teachers. The interaction between external professional support (university teachers, professional courses, practical mentors) and internal professional resources (reflective awareness, practical experience) constitutes three professional development paths for pre-service teachers' social-emotional competence, which are knowledge orientation, experience orientation, and integrated development direction. Verified by multiple mediation models, both the three types of external professional support and the two types of internal professional resources can directly and positively predict the social-emotional competence of pre-service teachers; at the same time, the three types of external professional support can also indirectly and positively predict the social-emotional competence of pre-service teachers by driving the two types of internal professional resources. Besides, there is no significant difference in the direct effect, total indirect effect, and the total effect of the three types of professional support in predicting the social-emotional competence of pre-service teachers, indicating that these three types of professional support are equally important.
In summary, this study clarifies the concept and connotation of pre-service teachers' social-emotional competence and develops the "Pre-service Teachers’ Social-Emotional Competence Scale" based on the construction of the structural model of pre-service teachers' social-emotional competence. At the same time, based on a large-scale survey of 8483 pre-service teachers' social-emotional competence in 45 universities across the country, it also revealed the general characteristics and category characteristics of social-emotional competence of pre-service teachers in China. What's more, it has clarified the professional development mechanism of pre-service teachers' social-emotional competence by identifying and validating the mechanisms of external professional support (university teacher support, professional course support, practical mentor support) and internal professional resources (reflection awareness, practical engagement) on the social-emotional competence of pre-service teachers. The above research results not only contribute to the development framework of pre-service teachers' social-emotional competence in theory, which include structural models and development mechanism models, but also enrich the specialized research on pre-service teachers' social-emotional competence from structural models, current characteristics, and development mechanism. It also provides inspiration for promoting curriculum development, teacher construction, student development, and ultimately building an integrated development-oriented social-emotional competence education system in the field of teacher education.

参考文献总数:

 426    

作者简介:

 郭绒,女,汉族,1993年10月生,中共党员,北京师范大学教育学部博士研究生,致力于教师教育(教师社会 情感能力、教师专业化)以及学前教育(学前教育政策、学前教师教育)研究。截止目前,在《教育学报》《比较教育研究》《教师教育研究》《学位与研究生教育》《湖南社会科学》《比较教育学报》等刊物上共发表14篇学术论文,其中CSSCI来源刊6篇,人大复印资料全文转载1篇。作为关键成员参与全国教育科学规划国家重大课题、全国教育科学规划国家青年课题、教育部委托课题等共9项,其中国家级课题2项。作为核心成员承担了《幼儿园组织与管理》(副主编)和《外国学前教育史》(章节作者)的编写工作。博士期间获得“研究生学术新秀”“教育学部研究生学术创新奖”等多个奖项。    

馆藏地:

 图书馆学位论文阅览区(主馆南区三层BC区)    

馆藏号:

 博0401Z1/23009    

开放日期:

 2024-06-05    

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