中文题名: | 《实施卫生与植物卫生措施协定》第5.7条临时措施研究 |
姓名: | |
保密级别: | 公开 |
学科代码: | 030109 |
学科专业: | 国际法学(含:国际公法 ; 国际私法 ; 国际经济法) |
学生类型: | 硕士 |
学位: | 法学硕士 |
学位年度: | 2009 |
校区: | |
学院: | |
研究方向: | 国际经济法 |
第一导师姓名: | |
第一导师单位: | |
提交日期: | 2009-06-11 |
答辩日期: | 2009-05-26 |
外文题名: | Research on the Provisional Measure in Article 5.7 of Agreement on the Application of Sanitary and Phytosanitary Measures |
中文摘要: |
《实施卫生与植物卫生措施协定》(以下简称《SPS协定》)英文全称是“Agreement on the Application of Sanitary and Phytosanitary Measures”,基本目标就是在维护各WTO成员为保护人类、动植物的生命或健康而采用或实施必要的措施,同时,规制成员使用SPS措施的行为以期促进国际贸易自由化。毋庸置疑,《SPS协定》基于WTO贸易自由化的的主旋律,立足点在于防止异化的SPS措施对国际贸易的负面影响。协定确立了科学证据的原则,但是也为此在第5条规定了该原则的例外规定,这就是第5.7条的内容,采取临时措施的例外(为了方便论述,以下本文所有“第5.7条的临时措施”的表达均简称为“第5.7条”。)。在WTO经过DSB处理的有关《SPS协定》的案件中,第5.7条适用的争论从未停止,给实践中的适用造成了各种各样的法律空白。唯有结合WTO专家组的报告来分析第5.7条的法律适用才有更大的意义。本文主要分析第5.7的适用,包括四个方面的内容,第一,对第5.7条的条文含义的深入分析,并结合WTO的案例来说明。从“科学证据”、“科学证据不充分”的释义、“寻求更客观地进行风险评估所需的信息”和“合理期限”四个概念来分析第5.7条的涵义,其中融入了专家组和上诉机构对这四个关键概念的阐释,使条文内容更加丰富,同时结合第2.2条和第5.1条分析适用时的关系,这就将第5.7条选择适用问题澄清了。第二,通过国外其他发达国家适用的方法和经验的介绍,总结第5.7条适用的特点。在国外的发达国家的实践中,欧盟、日本和美国都是WTO规则运用娴熟的国家,本国的法律制度也十分完善,对第5.7条的使用能做到最大化自己国家的利益,从检验检疫措施到本国法律规定以及执法均做得比较成熟。第三,对第5.7条适用趋势的预测,与贸易自由化相联系。从《SPS协定》的订立与贸易自由化的关系说起,介绍欧盟的做法说明环境和贸易自由化政策的处理,从案例中预测第5.7条的适用趋势。第四,中国如何适用第5.7条,现状和建议。通过以上分析,笔者希望在有着WTO最新和最有代表性案例的支撑下,得出结论,第5.7条适用将形成一个“A型”的趋势,将成为国际贸易中频繁使用的壁垒措施。鉴于此,中国的立法现状和执法现状也决定了中国在适用第5.7条、与国际接轨时还有很多工作要做。通过对第5.7条的适用分析,笔者希望能对中国的实践有更多指导意义。
﹀
|
外文摘要: |
The principal purpose of SPS Agreement (Agreement on the Application of Sanitary and Phytosanitary Measures), is to protect life or health of humans and other beings for the performance of necessary measures, as while , to restrict members’ behaviors of SPS measures for promoting the liberalization of international trade. Undoubtedly, SPS Agreement based on the goal of WTO’s liberalization of international trade, built its basis of preventing negative influences of international trade within mutated SPS measures. The Agreement set up the principle of scientific evidence, but for this it also add the exceptional rule in Article 5, which is Article 5.7, exceptional performance of provisional measures(the following text “provisional measures in Article 5.7” is called “Article 5.7” in short). In the cases relating the Agreement dealt by DSB of WTO, Article 5.7 is never an easy problem, which brought all different kinds of “legal blanks” in practice. Only with the reports of DSB it is more valuable to analyze applying the Article 5.7.This paper mainly analyzes the application of Article 5.7, include four aspects. Firstly, using the cases of WTO to analyze the meaning of Article 5.7. “Science evidence”, “insufficient science evidence”, “seek to obtain the additional information necessary for a more objective assessment of risk” and “reasonable period” consist of the important meanings of Article 5.7 to make the contents more rich, which has integrated the explanation of four key aspects from the Panel and Appellate Body, as while within Article 2.2 and 5.1 making out the relationships made clear to choose Article 5.7 applying in order. Secondly, through the introduction of methods and experiences from foreign development countries summarize the features of application on Article 5.7. According the practice of foreign developed countries, Europe, Japan and America all use WTO rules skillfully, and have perfect legal system in domestic. These counties fulfilled their interests as possibly as they can out of the application of Article 5.7, perfectly performing in SPS measures, native laws and enforcement. Thirdly, with the connection of the liberalization of international trade, predict the application trend of Article 5.7. Beginning at the connections of the Agreement and liberalization of international trade, the author anticipates the trend of Article 5.7 from the cases, also introduces the experience of dealing with the environment and the policy of trade liberalization. Lastly, how to carry out Article 5.7 in China, such as current situation and suggestions. According the research above, the author try to get the conclusion, in the supporting of new WTO cases and most typical ones, that trend of the application Article 5.7 will be like style “A”, and this article will become the barriers frequently used in the international trade in future. However, the situations of legal system and enforcements determine the application of Article 5.7 in China, and China has more preparations to need for getting the steps of international society.This paper analyzing how to apply Article 5.7 can be wished to have more current values in the practice in China.
﹀
|
参考文献总数: | 41 |
作者简介: | 师从国际经济法学者张桂红教授,主要研究方向是国际经济法,涉及wto法、知识产权法等领域,读研期间发表论文一篇,执着学习和研究,是本专业成绩第一名。 |
馆藏号: | 硕030109/0901 |
开放日期: | 2009-06-11 |