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中文题名:

 贡布里希的视觉图像理论探析    

姓名:

 莫涯    

保密级别:

 公开    

论文语种:

 chi    

学科代码:

 050101    

学科专业:

 文艺学    

学生类型:

 博士    

学位:

 文学博士    

学位类型:

 学术学位    

学位年度:

 2023    

校区:

 北京校区培养    

学院:

 文学院    

研究方向:

 中西比较诗学    

第一导师姓名:

 季广茂    

第一导师单位:

 文学院    

提交日期:

 2023-06-20    

答辩日期:

 2023-05-27    

外文题名:

 A study of Gombrich's visual image theory    

中文关键词:

 E.H.贡布里希 ; 视觉图像理论 ; 视知觉心理学 ; 图像学 ; 艺术社会学    

外文关键词:

 E. H. Gombrich ; The theory of visual image ; Visual Perception Psychology ; Iconology ; The Sociology of Art    

中文摘要:

在中国,贡布里希以经典读物《艺术的故事》而闻名,同时他也是西方艺术理论和艺术史领域中顶尖学者,有着大量的艺术研究成果。作为二十世纪著名的艺术史家和艺术理论家,贡布里希的研究主要集中在以视觉艺术为基础的美术领域。他的视觉图像理论是其艺术研究的核心内容,涉及到“视知觉心理学”“图像学”和“艺术社会学”这三个领域。因此,本文将他的视觉图像理论划分为“知觉论”“阐释论”和“风格论”,在这三个维度上梳理它的基本脉络,阐述和分析其主要内容,并结合相关的艺术理论进行比较研究。
第一章主要论述贡布里希的艺术观念与研究方法,并以之作为研究其视觉图像理论的重要基础。总的来说,贡布里希反对抽象的艺术概念,认为艺术没有本质。他批判了黑格尔主义传统,在遵循波普尔学说的基础上,以视知觉心理学为理论依据,并结合现代语言学和符号学等多学科相关成果,进行视觉图像研究。因此,他不仅将艺术理解为一种表现创作者视觉的语言,更是认为它是一种创造“替代物”的制像活动。贡布里希批判了传统的模仿与再现观念,主张“再现”的基础不在于“相似性”而在于“等效性”。在这点上,他与现代符号理论形成了良好的互动,但拒绝极端的程式主义。
第二章主要研究贡布里希的视觉图像知觉论。从视知觉心理学的角度来探讨图像观看和制作等相关问题是贡布里希的主要研究成就。他强调,人类视知觉机制的特别之处在于具有积极探索的能动性,而不是被动地直接记录外部世界的信息。在人的视知觉过程中,不仅“所知”必然会影响“所见”,而且这种影响是通过“心理定向”的作用而产生的。“心理定向”是指有选择性的知觉调整形式,是人类视知觉能动地探索外部世界的出发点。因而,人的视知觉是在预期和修正过程中接收和处理外部世界的信息。贡布里希以此论述视觉图像的再现机制,认为图像所再现的对象并不是对于现实世界的复制,却通常能够被人们辨认为现实事物。而且,由于人类的“所知”不仅包含后天所获得的知识与经验,也具有先天的自然本性机制,所以,他并不完全接受那些程式主义的图像再现观念。此外,贡布里希以图式理论来论述视觉图像的制作原理,阐明创作者是需要“图式”作为出发点,在匹配和修正的过程中进行图像制作。“图式”不仅是作为概念性图像的图式,也是作为基本技艺的图式。
第三章主要分析贡布里希的视觉图像阐释论。他的这方面理论体现在其图像学方案之中,是从以“象征”研究为基础的图像学中发展形成的。贡布里希的图像学研究主要有两个重点,其一是研究文艺复兴时期的象征图像,其二是他在研究过程中关注图像学的方法论问题,确立自身的图像学方案,试图挑战潘诺夫斯基的图像学模式。贡布里希对于“象征”的研究是其图像学的重要成果。这些成果充分表明,“象征”是西方艺术中的重要概念,与“拟人化”现象有着密切的关系。“抽象概念拟人化”是西方重要的象征传统,这个传统演化成为两种象征体系,即“亚里士多德传统”和“新柏拉图主义传统”。前者是在语言范畴之内理解“象征”,后者则是将“象征”当作是语言之外的不可言明之物。这两者揭示了视觉图像的意义范畴及其复杂性。因此,贡布里希提出的应对方案是,要以重建历史和社会语境作为基本原则,并且注重“意图意义”和惯例传统,从而更为合理地阐释视觉图像的内容和意义。所以,贡布里希不完全认可潘诺夫斯基的图像学模式,因为后者过分强调艺术作品蕴含着文化上的内在统一性,从而将时代精神作为艺术作品的内容和意义的最终解释。对于贡布里希而言,这种做法正是黑格尔主义的体现,也是他们的理论分歧之所在。
第四章主要阐述贡布里希的视觉图像风格论。首先,他的这方面理论与其艺术社会学研究有着重要的关系,因为他最终是在艺术和社会之间的关系中讨论图像风格的形成与发展。贡布里希明确反对黑格尔主义的艺术史观,因为这类观念在心理学上是一种“观相谬误”,形成了“历史决定论”。与此同时,他也把豪泽尔的艺术社会学当作是决定主义理论。贡布里希自身则是以“生态壁龛”来描述艺术和社会之间的互动关系。他的立足点是创作者个体,认为社会环境虽然会对个体产生重要的影响,但最终结果如何,取决于个体自身的选择与回应。他提出了“名利场逻辑”,用以论述创作者个体所处的情境以及他的选择。其次,他的风格理论包含了对于自康拉德·菲德勒以来的与视觉理论相关的风格史的批评。贡布里希主要批评了沃尔夫林和李格尔的风格研究。因为他们在不同层面上都将“风格”与视觉形式联系起来,把艺术史理解为“观看的历史”,但又将这些视觉形式的本质特征与发展缘由归因于时代精神或“艺术意志”之类的抽象概念,所以,他们的理论具有黑格尔主义因素。贡布里希则是将“风格”理解为一种基于技艺与惯例的可辨认方式,反对那些认为风格与某一特定文化阶段之间存在必然联系的观念。他强调的是,创作者个体推动了风格的形成与发展,他们是在具体的社会情境中,面对社会影响而做出选择与回应,在继承和革新之中带来新的变化与发展。

外文摘要:

In China, E. H. Gombrich is known for his classic work The Story of Art, at the same time he is one of the leading scholars in the field of Western art theory and art history. As the most famous art historians and art theorists of the twentieth century, Gombrich’s research focused on the field of fine art based on visual art. His theories of visual image are a major part of his art research, including “Visual Perception Psychology”, “Iconology” and “The Sociology of Art”. Therefore, this paper divides his theory of visual images into “Perception Theory”, “Interpretation Theory” and “Style Theory”, and on these three levels, sorts out its basic lineage, elaborates and analyzes its main contents, and conducts a comparative study in conjunction with related art theories.
Chapter One focuses on Gombrich’s conception of art and research methods, which is an important basis for the study of his theory of visual images. In general, Gombrich opposed an abstract concept of art and believed that art had no essence. He criticized the Hegelian tradition and based on the Popper’s doctrine, took Visual Perception Psychology as an important theoretical basis, and combined the relevant results of modern linguistics and semiotics and other multidisciplinary achievements to conduct the research of visual image. Thus, he took Art not only as a language that expresses the creator’s vision, but also as an image-making activity that creates “substitutes”. Gombrich criticized the traditional conception of mimesis and representation, arguing that the basis of “representation” is not “likenesses” but “equivalence”. In this respect, he was in dialogue with modern symbolic theory, in the meanwhile rejecting an extreme conventionalism.
Chapter Two focuses on Gombrich’s Perception Theory of visual image. It was Gombrich’s main research achievement to address issues relating to image viewing and production from the perspective of visual perception psychology. He emphasized that the special feature of the human visual perceptual mechanism is its actively exploratory dynamism, rather than passive direct recording of information from the external world. In the process of human visual perception, not only does “knowing” inevitably affect “seeing”, but also this effect is influenced and produced by the action of “mental set”. The “mental set” refers to the selective form of perceptual adjustment, which is the starting point for human visual perception to explore the external world dynamically. Thus, human visual perception receives and processes information from the external world in a process of anticipation and correction. In this way, Gombrich discussed the mechanism of representation of visual images, arguing that the objects represented in images are not copies of the real world, but are usually recognizable as real things. Moreover, since human “knowing” includes not only acquired knowledge and experience, but also innate natural mechanisms, Gombrich didn’t fully accept the notion of conventionalist image representation. In addition, Gombrich used Schema Theory to discuss the principles of visual image production, stating that the creator needs a “schema” as a starting point to make images in the process of matching and correction. The “schema” is not only for conceptual images, but also for basic techniques.
Chapter Three focuses on Gombrich’s Interpretation Theory of visual image. This aspect of his theory is embodied in his Iconology, which is based on the study of “symbol”. Gombrich’s research of Iconology has two main focuses, one of which is the study of symbolic images of the Renaissance, and the other is his focus on the methodological aspects of Iconology in the course of his research, establishing his own Iconology program which challenges Panofsky’s Iconology model. Gombrich’s research on “symbol” is an important achievement of his Iconology. These results fully demonstrate that “symbol” is an important concept in Western art and is closely related to the phenomenon of “personification”. “The personification of abstract concept” is an important symbolic tradition in the West, which has evolved into two symbolic systems, namely the “Aristotelian tradition” and the “Neo-Platonism tradition”. The former is understanding of “symbol” within the realm of language, while the latter treats “symbols” as something ineffable beyond language. Both reveal the scope of meaning of visual images and their complexity. So, his response is to reconstruct historical and social contexts as a basic principle, and to focus on “intended meaning” and institution traditions in order to interpret the content and meaning of visual images more rationally. Therefore, Gombrich didn’t fully endorse Panofsky’s Iconology model because the latter overemphasizes the cultural unity inherent in the work of art, thus making the Zeitgeist the final interpretation of the content and meaning of the work of art. For Gombrich, this approach is the very embodiment of Hegelianism and where their theoretical differences lie.
Chapter Four focuses on Gombrich’s Style Theory of visual image. First, this aspect of his theory has an important relationship to his Sociology of Art, as he ultimately discusses the formation and development of pictorial style in the context of the relationship between art and society. Gombrich explicitly rejects the Hegelian view of art history, which is psychologically a “physiognomic fallacy” and forms a “historical determinism”. At the same time, he treated Arnold Hauser’s Sociology of Art as a determinist theory. Gombrich himself described the interaction between Art and Society in terms of an “Ecological niche”. His focus is on the individual creator, arguing that while the social environment has an important impact on the individual, the final outcome depends on the individual’s own choices and responses. He proposed “the logic of vanity fair” to discuss the situation of the individual creator and his choices. Second, his theory of style contains a criticism of the history of style associated with visual theory since Konrad Fiedler. Gombrich mainly criticized the Style studies of Heinrich Wolfflin and Alois Riegl. Because they related “style” to visual forms on different levels, they understood art history as the “history of seeing” but attributed the essential characteristics and development of these visual forms to abstract concepts such as the Zeitgeist or the “artistic volition”, Therefore, their theories have Hegelian elements. But Gombrich took “style” as a recognizable approach based on technique and institution, rejecting the notion that there is a necessary connection between style and a particular cultural stage. He emphasized that individual creators drive the formation and development of style, that they make choices and respond to social influences in specific social contexts, and that they bring about new changes and developments through inheritance and innovation.

参考文献总数:

 194    

馆藏地:

 图书馆学位论文阅览区(主馆南区三层BC区)    

馆藏号:

 博050101/23002    

开放日期:

 2024-06-20    

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